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Erik Scott Finwall

Jefferies Investment Advisers LLC

Fishers, IN

New York, NY

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-06-02
NY RA APPROVED 2025-06-02
  • IN RA
    APPROVED
    Since 2025-06-02
  • NY RA
    APPROVED
    Since 2025-06-02

Branch Locations

Fishers, IN • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Investment Management Fishers IN 05/2014 04/2025
Voya Investments Distributor, Llc Windsor CT 05/2014 04/2025
Voya Investment Management Co., Llc New York NY 05/2014 04/2025
Jefferies Llc New York NY 04/2025 Present
  • 05/2014 → 04/2025
    Voya Investment Management
    Fishers, IN
  • 05/2014 → 04/2025
    Voya Investments Distributor, Llc
    Windsor, CT
  • 05/2014 → 04/2025
    Voya Investment Management Co., Llc
    New York, NY
  • 04/2025 → Present
    Jefferies Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
S65 Uniform Investment Adviser Law Examination 2001-12-20
S63 Uniform Securities Agent State Law Examination 1998-09-28
  • S66 Uniform Combined State Law Examination
    2008-02-15
  • S65 Uniform Investment Adviser Law Examination
    2001-12-20
  • S63 Uniform Securities Agent State Law Examination
    1998-09-28
Other Names
  • Erik Scott Finwall

View on SEC IAPD

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