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85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Etico Wealth Management Llc | Clifton Park | NY | 01/2011 | Present |
| Dinosaur Securities, L.L.C. | New York | NY | 01/2011 | 01/2018 |
| Etico Partners, Llc | Clifton Park | NY | 01/2018 | Present |
| Quartz Partners Investment Management | Clifton Park | NY | 04/2023 | Present |
Grand Ave Pharmacy-non investment related-1615 Grand Ave Parkway, Pflugerville, TX 78660- Pharmacy-Sales Rep-no title-Jan2025-40 hours per month-30 hours per month during trading hours. Sales rep for pharmacy brining in new prescription customers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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