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Current Employers
Alliance Private Wealth, Llc

200 Park St, North Reading, MA 01864 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-11-18
MA RA APPROVED 2022-01-04
  • NH RA
    APPROVED
    Since 2025-11-18
  • MA RA
    APPROVED
    Since 2022-01-04

Branch Locations

Alton Bay, NH • United States

200 Park St, North Reading, MA 01864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Farland Group Reading MA 01/2007 06/2019
Alliance Private Wealth, Llc North Reading MA 12/2013 Present
Alliance Private Wealth, Llc North Reading MA 10/2021 Present
Commonwealth Financial Network Waltham MA 01/2007 Present
Previous Registrations
Other Businesses

1. FIXED INSURANCE SALES, AS AN AGENT, UNDER THE NAME 'ALLIANCE PRIVATE WEALTH'; AS OF 01/01/2014; APPROXIMATELY 2% TIME SPENT DURING REGULAR BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 2. PROVIDING INSURANCE EVALUATION SERVICES THROUGH UNAFFILIATED OUTSIDE AGENCIES UNDER THE NAME 'ALLIANCE PRIVATE WEALTH'; AS OF 08/20/2014; APPROXIMATELY 3% TIME SPENT DURING REGULAR BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. OWNER, DOCTORS PARK REALTY, LLC, AN ENTITY CREATED FOR THE PURPOSE OF RENTING COMMERCIAL PROPERTY REAL ESTATE AT 1248 WATERBURY RD, STOWE, VT, AS OF 09/2019; 1% TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 4. IAR OF ALLIANCE PRIVATE WEALTH, LLC OFFERING FINANCIAL & EXIT PLANNING SERVICES; 5% SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-16
  • S63 Uniform Securities Agent State Law Examination
    1998-03-16
Designations

View on SEC IAPD

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