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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-01-31
IL RA APPROVED 2006-08-29
TX RA APPROVED 2006-08-28
  • TN RA
    APPROVED
    Since 2023-01-31
  • IL RA
    APPROVED
    Since 2006-08-29
  • TX RA
    APPROVED
    Since 2006-08-28

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Nashville, TN • United States

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chicago IL 08/2006 Present
  • 08/2006 → Present
    Raymond James & Associates
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-14
S63 Uniform Securities Agent State Law Examination 1999-11-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-14
  • S63 Uniform Securities Agent State Law Examination
    1999-11-15

View on SEC IAPD

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