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Current Employers
Purkiss Capital Advisors, Llc

Ridgefield, CT • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-18
CT RA APPROVED 2017-10-12
  • TX RA
    APPROVED
    Since 2020-11-18
  • CT RA
    APPROVED
    Since 2017-10-12

Branch Locations

Ridgefield, CT • United States

Newtown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonfund Asset Management Co., Inc. Wilton CT 01/2005 10/2017
Purkiss Capital Advisors, Llc Ridgefield CT 10/2017 Present
Previous Registrations
  • 2004-10-25 → 2005-04-07
    Heritage Advisors
    Boston, MA
Other Businesses

NAME OF OBA: NEWTOWN PENSION COMMITTEE; ADDRESS OF OBA: NEWTOWN, CT; NATURE: INVESTMENT COMMITTEE CHAIR; INVESTMENT RELATED: YES; TITLE WITH OBA: INVESTMENT COMMITTEE CHAIR; DUTIES (BRIEF DESCRIPTION): COMMITTEE MEMBER - THE INVESTMENT MANAGEMENT IS OUTSOURCED TO FIDUCIENT ADVISORS (PLAN CONSULTANT). MONTHLY MEETING REVIEW, BENEFIT PAYMENTS, ASSET ALLOCATION, MANAGER PERFORMANCE, ETC.; START DATE: 1/1/2021; APPROX. NUMBER OF HOURS/MONTH: 2-3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
S63 Uniform Securities Agent State Law Examination 1998-02-27
  • S66 Uniform Combined State Law Examination
    2003-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-02-27
Designations

View on SEC IAPD

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