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Laura Diane Brown

Addington Financial Group LLC

Cypress Springs Village, TX

Trophy Club, TX

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Current Employers
Addington Financial Group Llc

Cypress Springs Village, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-30
  • TX RA
    APPROVED
    Since 2021-06-30

Branch Locations

Cypress Springs Village, TX • United States

Trophy Club, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Institutional Services Company, Inc. Westlake TX 12/1997 01/2021
Addington Financial Group Llc Cypress Springs Village TX 01/2021 Present
  • 12/1997 → 01/2021
    Fidelity Investments Institutional Services Company, Inc.
    Westlake, TX
  • 01/2021 → Present
    Addington Financial Group Llc
    Cypress Springs Village, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-30
S63 Uniform Securities Agent State Law Examination 1998-03-11
  • S65 Uniform Investment Adviser Law Examination
    2021-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-03-11

View on SEC IAPD

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