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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-03-06 |
Branch Locations
121 W 26Th St, Erie, PA 16508 • United States
800 State Street, Suite 100, Erie, PA 16501 • United States
3407 Liberty Street, Erie, PA 16508 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank | Erie | PA | 01/2023 | Present |
| Lpl Financial Llc | Erie | PA | 01/2023 | Present |
| Prime Communications | Meadville | PA | 11/2022 | 01/2023 |
| At&T | Monroeville | PA | 08/2018 | 12/2022 |
| Cunningham Chrysler | Edinboro | PA | 06/2018 | 08/2018 |
| Interstate Nissan | Erie | PA | 11/2017 | 02/2018 |
| Unemployed | Jamestown | PA | 03/2018 | 05/2018 |
| Hallman Auto Group | Erie | PA | 08/2016 | 11/2017 |
1) 02/15/2023 - Northwest Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/09/2023 - Washington Valley Christian Church - Other-Church/Pastor - Cambridge Springs PA 16403 - Investment related - 11 Hours per month - Start date: 11/06/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 1998-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
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