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Hector E Pagan

T. Rowe Price Advisory Services, Inc.

Wesley Chapel, FL

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-24
FL RA APPROVED 2021-10-21
  • MD RA
    APPROVED
    Since 2023-07-24
  • FL RA
    APPROVED
    Since 2021-10-21

Branch Locations

Wesley Chapel, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Tampa FL 11/1997 01/2019
Kestra Financial, Inc. Tampa FL 01/2019 07/2019
Raymond James & Associates, Inc St Petersburg FL 10/2019 12/2019
Raymond James Financial Services Advisors, Inc St Petersburg FL 10/2019 12/2019
Raymond James & Associates, Inc St Petersburg FL 01/2020 06/2021
T Rowe Price Colorado Springs CO 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-10
S63 Uniform Securities Agent State Law Examination 1998-03-16
  • S66 Uniform Combined State Law Examination
    2005-10-10
  • S63 Uniform Securities Agent State Law Examination
    1998-03-16
Other Names
  • Hector Enrique Pagan
  • Hector Pagan

View on SEC IAPD

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