Christopher Sean Hardy

Current Employers

First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-09

MD RA
APPROVED

Since 2025-01-09

Branch Locations

Westminister, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Westminister	MD	05/2016	11/2018
Royal Alliance Associates, Inc.	Westminister	MD	11/2018	10/2019
First Advisors National	Atlanta	GA	10/2019	Present

05/2016 → 11/2018

Signator Investors, Inc.

Westminister, MD
11/2018 → 10/2019

Royal Alliance Associates, Inc.

Westminister, MD
10/2019 → Present

First Advisors National

Atlanta, GA

Previous Registrations

2019-10-19 → 2024-12-31

First Advisors National, Llc

Westminster, MD
2018-11-02 → 2019-10-16

Osaic Wealth, Inc.

Westminister, MD

Nashville, TN
2016-05-13 → 2018-11-02

Signator Investors, Inc.

Gold River, CA

Westminister, MD

Nashville, TN
2007-04-03 → 2016-05-13

Transamerica Financial Advisors, Llc

Westminister, MD

Gold River, CA

Harrisburg, PA

Westminister, MD
2000-02-16 → 2004-03-31

Ameriprise Financial Services, Llc

Baltimore, MD

Other Businesses

1)CS HARDY FINANCIAL. 4216 SEQUOIA DR WESTMINSTER MD. INVEST-RELATED. STARTED: 3/2005. DBA FOR SECURITIES AND FIXED PRODUCTS 2)MARYLAND HOOPMASTERS AAU BASKETBALL, BALTIMORE, MD, ASST BASKETBALL COACH, NOT INV-RELATED, START 06/2011, 20 HRS/MO, 0 HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-03

S66 Uniform Combined State Law Examination

2000-02-03

Other Names

Chris Sean Hardy

View on SEC IAPD