Brad Frederick Fortier

Current Employers

Employment History

• 08/2005 → Present
  Lpl Financial Llc
  New Orleans, LA

Previous Registrations

• 2005-07-28 → 2005-08-29
  Morgan Stanley Dw Inc.
  New Orleans, LA

Other Businesses

(1) 03/18/2010: Fortier Financial - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - LLC is for record keeping purposes only (2) 04/14/2010: Fortier Financial - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 02/15/2011: Brad F Fortier, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - tax entity - No Time Spent (4) 10/25/2011: DMI - Non-Variable Insurance - INV REL - At Reported Business Location(s) - sell direct insurance business through a company called dmi. they mentioned being accepted in lpl's system - 5% Time Spent (5) 06/23/2012: No Business Name - Author - NOT INV REL - At Reported Business Location(s) - i wrote a book called "Dear Kate" that has been submitted and approved by home office. I am now seeking permission to sell the book although I am finding that I am giving most copies away as a business building activity - 1% Time Spent (6) 09/25/2014: No Business Name - Non-Variable Insurance - INV REL - 230 polk st suite a nola 70124 - Start 09/18/2014 - doing outside insurance business for fixed and life business - 3 Hr/Mo; 1 Hours During Securities Trading (7) 08/26/2016: Advantage Network - Non-Variable Insurance - INV REL - 5937 Catina Street New Orleans, LA 70124 - Start 06/28/2016 - 5 Hr/Mo; 2 Hours During Securities Trading (8) 08/30/2016: fortier financial - Non-Variable Insurance - INV REL - 5937 Catina Street New Orleans, LA 70124 - Start 07/29/2016 - 5 Hr/Mo; 5 Hours During Securities Trading (9) 08/30/2016: Advantage Network - Non-Variable Insurance - INV REL - 5937 Catina Street New Orleans, LA 70124 - Start 06/28/2016 - 5 Hr/Mo; 2 Hours During Securities Trading (10) 5/30/2018 - No Business Name - Not Investment Related - 5937 CATINA ST SUITE B - Real Estate Rental - Start Date: 05/16/2018 - 0 Hours Per Month. (11) 4/11/2019 - No Business Name - Investment Related - New Orleans LA 70118 - Real Estate Rental - Started 12/07/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Own one rental property that is producing income. Sold 6932 pontchartrain and used proceeds to buy 4plex.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-06

Designations