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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tulsa | OK | 01/2009 | Present |
Midwestern Manufacturing/ Category - Company/ Principal Business Activity - Sales of manufactured oilfield equipment and energy pipeline products/ Role -Member of Board of directors/ Duty- Advise on company operations/ Comp - No, Start date - 12/21/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-17 |
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