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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-27
  • MI RA
    APPROVED
    Since 2010-05-27

Branch Locations

333 Bridge St Nw Ste 1200, Grand Rapids, MI 49504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Grand Rapids MI 12/2002 Present
Lawrence D Bos Grand Rapids MI 01/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Neven L. Fox Grand Rapids MI 02/2017 Present
  • 12/2002 → Present
    Grand Rapids, MI
  • 01/2005 → Present
    Lawrence D Bos
    Grand Rapids, MI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2017 → Present
    Neven L. Fox
    Grand Rapids, MI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-21
S63 Uniform Securities Agent State Law Examination 2003-03-19
  • S65 Uniform Investment Adviser Law Examination
    2010-04-21
  • S63 Uniform Securities Agent State Law Examination
    2003-03-19
Other Names
  • Nancy Lee Franklin
  • Nancy Lee Ripstra
  • Nancy Lee Vanderroest
  • Nancy Lee Vanderroest

View on SEC IAPD

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