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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-14 |
Branch Locations
320 Liberty Pike Suite 120, Franklin, TN 37064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee | Nashville | TN | 03/2001 | 10/2025 |
| First Tennessee Brokerage Inc | Nashville | TN | 03/2001 | 10/2025 |
| Ftb Advisors, Inc. | Franklin | TN | 10/2013 | 10/2025 |
| First Horizon Bank | Nashville | TN | 10/2025 | Present |
| Lpl Financial Llc | Nashville | TN | 10/2025 | Present |
1. 10/14/2025 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors / 100 hrs mth / 100 hrs during trading / At reported business location(s). 2) 10/15/2025 - First Horizon Bank - Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date: 10/13/2025 - 100 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1998-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
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