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Michael Joseph Murdock

Oppenheimer & Co. Inc.

Portage, MI

Ada, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-05-31
  • MI RA
    APPROVED
    Since 2016-05-31

Branch Locations

950 Trade Centre Way Suite 120, Portage, MI 49002 • United States

Ada, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc Kalamazoo MI 05/2016 Present
Previous Registrations
  • 2013-04-02 → 2015-11-03
    Ameriprise Financial Services, Llc
    Ada, MI
    Minneapolis, MN
    Minneapolis, MN
  • 2012-01-20 → 2013-01-07
    Kestra Investment Services, Llc
    Austin, TX
  • 2009-01-05 → 2011-06-28
    Valic Financial Advisors, Inc.
    Grand Rapids, MI
  • 2008-06-11 → 2008-12-31
    Osaic Fs, Inc.
    Ada, MI
    Fort Wayne, IN
  • 2004-08-11 → 2007-11-27
    Lpl Financial Llc
    Boston, MA
    Boston, MA
  • 2004-04-07 → 2004-08-09
    Raymond James Financial Services, Inc.
    Indianapolis, IN
Other Businesses

I OFFICIATE KIDS THRU HIGH SCHOOL BASKETBALL. THIS IS NOT DURING MARKET HOURS. NON-INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-26
  • S66 Uniform Combined State Law Examination
    2004-03-26
Other Names
  • Michael J Murdock
  • Mike Murdock

View on SEC IAPD

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Other Offices

ZHANG FINANCIAL · PORTAGE, MI
EDELMAN FINANCIAL ENGINES · PORTAGE, MI
EDWARD JONES · Portage, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI

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