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Michael David Marin

Marin Financial Group

Katy, TX

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Current Employers
Marin Financial Group

Katy, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-14
OH RA APPROVED 2018-04-03
  • TX RA
    APPROVED
    Since 2021-09-14
  • OH RA
    APPROVED
    Since 2018-04-03

Branch Locations

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2004 12/2016
Marin Financial Group Katy TX 03/2018 Present
Retired Columbus OH 01/2017 02/2018
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-17
S63 Uniform Securities Agent State Law Examination 1998-03-09
  • S65 Uniform Investment Adviser Law Examination
    1998-03-17
  • S63 Uniform Securities Agent State Law Examination
    1998-03-09

View on SEC IAPD

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