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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-07 |
| VA | RA | APPROVED | 2016-02-18 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alexandria | VA | 12/2015 | Present |
| Bank Of America, N.A. | Alexandria | VA | 02/2016 | Present |
*1550280Entity CharitableName of OBA: AKP Sports FoundationAddress: Rockville, Maryland, 20852Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 10/30/2023No Hours: 1No Hours during trading: 0Duties: Our mission is to unite the Asian American Pacific Islander (AAPI) community under the banner of sports with the goal of empowering marginalized groups across the globe.I*3195276, Entity Type: Entity Charitable, Name of OBA: The Women Center, Address: Vienna, Virginia, 22182, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 12/05/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: I will serve on the board of directors, Find Affordable Mental Healthcare I*3755284 Entity Type: Entity Charitable Name of OBA: ACE NextGen DC Address: Washington, District of Columbia, 20004 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/10/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: encourage entrepreneurship among the asian american community committee member - provide advice and assist with event management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-16 |
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