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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-07
VA RA APPROVED 2016-02-18
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • VA RA
    APPROVED
    Since 2016-02-18

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 12/2015 Present
Bank Of America, N.A. Alexandria VA 02/2016 Present
Previous Registrations
Other Businesses

*1550280Entity CharitableName of OBA: AKP Sports FoundationAddress: Rockville, Maryland, 20852Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 10/30/2023No Hours: 1No Hours during trading: 0Duties: Our mission is to unite the Asian American Pacific Islander (AAPI) community under the banner of sports with the goal of empowering marginalized groups across the globe.I*3195276, Entity Type: Entity Charitable, Name of OBA: The Women Center, Address: Vienna, Virginia, 22182, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 12/05/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: I will serve on the board of directors, Find Affordable Mental Healthcare I*3755284 Entity Type: Entity Charitable Name of OBA: ACE NextGen DC Address: Washington, District of Columbia, 20004 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/10/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: encourage entrepreneurship among the asian american community committee member - provide advice and assist with event management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-05
S63 Uniform Securities Agent State Law Examination 1998-05-16
  • S65 Uniform Investment Adviser Law Examination
    2012-11-05
  • S63 Uniform Securities Agent State Law Examination
    1998-05-16
Other Names
  • Michael P Reyes

View on SEC IAPD

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