Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
179 Sullys Trail Suite 304, Pittsford, NY 14534 • United States
179 Sully'S Trail Suite 300, 302 & 304, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Services | Waltham | MA | 04/2011 | Present |
| Heritage Financial Services, Llc | Pittsford | NY | 04/2011 | Present |
1. Heritage Financial Services, LLC, as insurance agent selling fixed insurance products, spends 10% or less of time during market hours, conducted at branch, investment related. 2. Co-owner, Heritage Financial Services, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner of rental property located in Victor, NY, as of 11/13/2020; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-26 |
Reach out to this advisor