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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-10-08 |
| TX | RA | APPROVED_RES | 2016-11-01 |
| NV | RA | APPROVED | 2016-01-04 |
| WI | RA | APPROVED | 2009-12-14 |
| IL | RA | APPROVED | 2002-11-01 |
Branch Locations
6067 Strathmoor Dr, Rockford, IL 61107-6631 • United States
3100 Cedar Crest Ridge Ste 8, Dubuque, IA 52003-6700 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 01/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Rockford | IL | 03/2020 | Present |
Real Estate Ownership; Single Family; 1840 Southfield Ln, , Byron, IL, 61010; Not Investment-Related; 06/01/2025 / Commercial; 6067 Strathmoor Drive, Ste 1, Rockford, IL, 61107; Investment-Related; 12/05/2025. Business Ownership; Franchise Consultant Ameriprise Financial; ; Consulting; 6067 Strathmoor, Rockford, IL 61107, ,; ; 07/01/2010; 40 to 59 hours per month; / Sales Consulting; ; Consulting; 1840 Southfield LaneByron, IL 61010, ,; ; 11/30/2011; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-17 |
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