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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-23 |
| CA | RA | APPROVED | 2024-01-18 |
| CT | RA | APPROVED | 2024-01-18 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
4660 La Jolla Drive, Suite 200, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management | San Diego | CA | 07/2012 | 04/2017 |
| First Republic Securities Company, Llc | San Diego | CA | 03/2014 | 04/2017 |
| First Republic Securities Company, Llc | San Diego | CA | 04/2017 | 09/2023 |
| First Republic Investment Management, Inc. | San Diego | CA | 04/2017 | Present |
| J.P. Morgan Securities Llc | La Jolla | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | La Jolla | CA | 10/2023 | Present |
Name: Army and Navy Academy Address: Carlsbad, California Investment-related:No Nature of the business: non-profit educational institution Role: Board of Trustee, member of the Finance Committee Start Date: January, 2016 Description of duties: Quarterly reviews of our investment managers. I will not be directing actualy investment decisions but rather acting in an oversight capacity Number of hours each month: 4 hours Number of hours during trading: None
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-22 |
| S65 | Uniform Investment Adviser Law Examination | 1998-04-22 |
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