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Current Employers
Hampshire Family Office

Gilford, NH • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-20
NH RA APPROVED 2023-06-14
  • CT RA
    APPROVED
    Since 2024-02-20
  • NH RA
    APPROVED
    Since 2023-06-14

Branch Locations

Old Greenwich, CT • United States

Gilford, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fieldpoint Private Securities, Llc Greenwich CT 03/2011 Present
Hampshire Family Office Bedford NH 12/2022 Present
  • 03/2011 → Present
    Fieldpoint Private Securities, Llc
    Greenwich, CT
  • 12/2022 → Present
    Bedford, NH
Previous Registrations
Other Businesses

Pitch Your Peers. Not investment related. Two Center Road, Old Greenwich, CT 06870. Women's giving circle focused on charitable giving in Greenwich CT. Treasurer and Founder. 2017. 4 hours per month. 0 hours spent during trading hours. Treasurer and founder of the group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-23
  • S66 Uniform Combined State Law Examination
    2012-05-23
Other Names
  • Dara K Brown
  • Dara Johnson

View on SEC IAPD

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