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Anthony George Bloch

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-09-08
  • CA RA
    APPROVED
    Since 2009-09-08

Branch Locations

2001 S Barrington Ave Ste 311, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Los Angeles CA 09/2009 Present
Previous Registrations
  • 2007-04-03 → 2009-09-08
    Associated Securities Corp.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1. 02/13/2012 - NO BUSINESS NAME - REFERRAL- Inv Rel -At Reported Business Location(s)- I have clients asking me if I know any Property and Casualty brokers that could help them with their auto, homeowners and umbrella insurance policies. I have found and insurance brokerage agency that specializes in this field that I would like to ref - 0 Hrs/Mth - 0 Hrs During Trading -2% TIME SPENT. 2. 1/4/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2009 - 25 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 3. 1/9/2017 - AGB Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/20/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Business entity for tax purposes. 4. 10/27/2017 - AGB Wealth Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/01/2015 - 40 Hours Per Month/0 Hours During Securities Trading. 5. 10/27/2017 - Anthony Bloch - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/1998 - 40 Hours Per Month/0 Hours During Securities Trading - Health, Dental, Vision, Long Term Care, Disability, Life, Accidental Death & Dismemberment and fixed Annuities. 6. 2/20/2019 - Mary Lou Peyla O'Brien Jackson - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Executor - Started 02/18/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Grandmother. 7. 2/20/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2019 - 5 Hours Per Month During Securities Trading - Selling worksite benefits such as, Critical Illness, Accidental Injury, Cancer and Hospital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-21
S63 Uniform Securities Agent State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2005-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-08
Other Names
  • Anthony George Bloch

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