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Michael Rothman

Truist Advisory Services, Inc.

King Of Prussia, PA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-14
  • PA RA
    APPROVED
    Since 2021-07-14

Branch Locations

150 S Warner Rd Fl 2, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Trappe PA 01/2010 12/2017
Cco Investment Services Corp Trappe PA 01/2010 12/2017
Citizens Securities Inc. Abington PA 12/2017 01/2021
Citizens Bank Abington PA 12/2017 01/2021
Citizens Securities, Inc King Of Prussia PA 01/2021 07/2021
Citizens Bank King Of Prussia PA 01/2021 07/2021
Truist Investment Services, Inc. King Of Prussia PA 07/2021 Present
Truist Advisory Services, Inc. King Of Prussia PA 07/2021 Present
  • 01/2010 → 12/2017
    Citizens Bank
    Trappe, PA
  • 01/2010 → 12/2017
    Cco Investment Services Corp
    Trappe, PA
  • 12/2017 → 01/2021
    Citizens Securities Inc.
    Abington, PA
  • 12/2017 → 01/2021
    Citizens Bank
    Abington, PA
  • 01/2021 → 07/2021
    Citizens Securities, Inc
    King Of Prussia, PA
  • 01/2021 → 07/2021
    Citizens Bank
    King Of Prussia, PA
  • 07/2021 → Present
    Truist Investment Services, Inc.
    King Of Prussia, PA
  • 07/2021 → Present
    Truist Advisory Services, Inc.
    King Of Prussia, PA
Previous Registrations
  • 2014-10-04 → 2021-08-06
    Citizens Securities, Inc.
    Trappe, PA
    Marlton, NJ
    Lansdale, PA
    Conshohocken, PA
    Jenkintown, PA
    King Of Prussia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-30
S63 Uniform Securities Agent State Law Examination 2003-11-29
  • S65 Uniform Investment Adviser Law Examination
    2014-09-30
  • S63 Uniform Securities Agent State Law Examination
    2003-11-29

View on SEC IAPD

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