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300 Barr Harbor Drive Suite 705, West Conshohocken, PA 19428-2075 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-06-26 |
Branch Locations
300 Barr Harbor Drive Suite 705, West Conshohocken, PA 19428-2075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 12/2019 | 05/2020 |
| Alphaone Capital Partners Llc | Berwyn | PA | 09/2009 | 08/2019 |
| Unemployed | Berwyn | PA | 09/2019 | 11/2019 |
| Bank Of America, N.A | Philadelphia | PA | 02/2020 | 05/2020 |
| Tower Bridge Advisors, Inc. | Conshohocken | PA | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-04 |
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