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Kanani Halaki Miyahira

Cetera Investment Advisers LLC

Aiea, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2017-04-18
  • HI RA
    APPROVED
    Since 2017-04-18

Branch Locations

98-200 Kamehameha Hwy, Aiea, HI 96701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Investments Aiea HI 09/1996 Present
Lpl Financial Llc Pearl City HI 07/2011 04/2017
Cetera Investment Advisers Llc Aiea HI 04/2017 Present
Cetera Investment Services Llc St. Cloud MN 04/2017 Present
  • 09/1996 → Present
    American Savings Investments
    Aiea, HI
  • 07/2011 → 04/2017
    Lpl Financial Llc
    Pearl City, HI
  • 04/2017 → Present
    Cetera Investment Advisers Llc
    Aiea, HI
  • 04/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2011-07-05 → 2017-04-27
    Lpl Financial Llc
    Pearl City, HI
    Honolulu, HI
    Honolulu, HI
    Aiea, HI
    Pearl City, HI
    Pearl City, HI
    Honolulu, HI
  • 2005-07-13 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Honolulu, HI
    Pearl City, HI
    Pearl City, HI
    Honolulu, HI
    Pearl City, HI
    Pearl City, HI
    Pearl City, HI
    Pearl City, HI
    Aiea, HI
    Honolulu, HI
    Honolulu, HI
  • 2004-03-11 → 2005-07-21
    Dfc Investor Services
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-31
S63 Uniform Securities Agent State Law Examination 1998-02-10
  • S66 Uniform Combined State Law Examination
    2003-10-31
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10
Other Names
  • Kanani Halaki-Kawaakoa Miyahira
  • Kanani Halaki Kawaakoa

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Christopher Changsu Lee
Shaun Teru Keone Kiriu
Shane Craig Shimatsu
Joel Ballou
Kyle Anthony Phillips
Mackenzie Niblack
Christopher Cantrell Tucker
Yvonne Rubillos

Other Offices

EDWARD JONES · AIEA, HI
FIRST COMMAND ADVISORY SERVICES · Aiea, HI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Aiea, HI
LPL FINANCIAL LLC · AIEA, HI
CETERA INVESTMENT ADVISERS LLC · Aiea, HI
STATE FARM INVESTMENT MANAGEMENT CORP. · Aiea, HI
PFS INVESTMENTS INC. · AIEA, HI
EDWARD JONES · Aiea, HI

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