Willie F Griffin

Voya Retirement Advisors, LLC

Claim This Profile

Current Employers

Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-07-19

NC RA
APPROVED

Since 2023-07-19

Branch Locations

Charlotte, NC • United States

One Orange Way, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Investments	Chicago	IL	03/2016	06/2017
Empower Retirement	Charlotte	NC	04/2019	11/2022
Unemployed	Charlotte	NC	06/2017	04/2019
Voya	Charlotte	NC	11/2022	Present

03/2016 → 06/2017

Nuveen Investments

Chicago, IL
04/2019 → 11/2022

Empower Retirement

Charlotte, NC
06/2017 → 04/2019

Unemployed

Charlotte, NC
11/2022 → Present

Voya

Charlotte, NC

Previous Registrations

2019-10-07 → 2022-11-30

Empower Advisory Group, Llc

Greenwood Village, CO

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-27
S63	Uniform Securities Agent State Law Examination	2006-08-31

S65 Uniform Investment Adviser Law Examination

2019-09-27
S63 Uniform Securities Agent State Law Examination

2006-08-31

Other Names

Will F Griffin
Willie Frank Griffin
Will Griffin
Willie Frank Griffin
Willie Frank Griffin

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor