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Christopher W. Schwendimann

LPl Financial LLC

Spartanburg, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2011-05-20
  • SC RA
    APPROVED
    Since 2011-05-20

Branch Locations

390 E Henry St Ste 101, Spartanburg, SC 29302-2646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S.C. Army National Guard Columbia SC 06/1993 Present
Lpl Financial Llc Spartanburg SC 05/2011 Present
  • 06/1993 → Present
    S.C. Army National Guard
    Columbia, SC
  • 05/2011 → Present
    Spartanburg, SC
Previous Registrations
Other Businesses

1. 5/16/2011: PALMETTO WEALTH MANAGEMENT, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 3/30/2012: OTHER-NATIONAL GUARD - SCARNG - OFFICER. - TIME SPENT 5%. 3. 03/25/2024 - Full Sail Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 40 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-16
  • S66 Uniform Combined State Law Examination
    1999-12-16

View on SEC IAPD

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