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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-13 |
| AZ | RA | APPROVED | 2019-01-08 |
Branch Locations
14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Scottsdale | AZ | 03/2011 | 09/2018 |
| Stifel Nicolaus & Co Inc | Scottsdale | AZ | 09/2018 | 11/2018 |
| Raymond James & Associates | Scottsdale | AZ | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-18 |
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