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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-07 |
Branch Locations
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Inc. | San Diego | CA | 07/2010 | 12/2022 |
| Charles Schwab And Co., Inc. | San Diego | CA | 12/2022 | Present |
Name of Outside Business:Rental; Investment Related:No; Address of Outside Business:San Diego, CA; Nature of Outside Business:Rental Property; Position:Owner; Start Date:11/15/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I'll be renting my condo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-20 |
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