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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-01 |
| MN | RA | APPROVED | 2013-12-09 |
| WI | RA | APPROVED | 2012-01-06 |
Branch Locations
7900 International Drive Suite 300, Bloomington, MN 55425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Bloomington | MN | 06/2001 | Present |
| Zenith Koy | St. Paul | MN | 01/2001 | Present |
| Home Referal Network | Endina | MN | 01/2009 | Present |
| Transamerica Financial Advisors, Inc | Bloomington | MN | 01/2012 | Present |
| Ke Financial Center Zenith Koy | Apple Valley | MN | 08/2003 | Present |
| Net Law | Louisville | KY | 03/2019 | Present |
| Legacy Shield | Ponte Vedra | FL | 07/2021 | Present |
| Wealthwaveone | Bloomington | MN | 09/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WealthWaveOneBloomingtonMinnesotaUnited StatesNoNone 07/2021PRESENT Legacy Shield / 0721-Present / Investment Related: No / 830 A1A North, Suite 13-139 Ponte Vedra, FL 32082/Referral Agent / Estate Planning / Hrs. Work Monthly: / Sec Trading Hrs.: 0 / Referral agent for estate planning such as will and trust Net Law / 0319-present / INVESTMENT RELATED: NO /12910 Shelbyville Road suite 124, Louisville, KY 40243 /Referral Agent / Do easy online estate planning; help referring/ preparing legal documents / services / hrs work monthly: 3 / Sec trading hrs:0 / Refer clients for setting up a will/trust HOME REFERAL NETWORK / Emp Dates / Investment Related: No /ENDINA, MN / REFEREL FEES / NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.:0 / NA KE FINANCIAL CENTER ZENITH KOY / Emp Dates / Investment Related: No / APPLE VALLEY, MN / OWNER / Nature of NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.:0 / NA ZENITH KOY / 0101-Present / Investment Related: No /St.Paul, MN / AGENT / NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.:0 / NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-01 |
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