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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-01
MN RA APPROVED 2013-12-09
WI RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2018-02-01
  • MN RA
    APPROVED
    Since 2013-12-09
  • WI RA
    APPROVED
    Since 2012-01-06

Branch Locations

7900 International Drive Suite 300, Bloomington, MN 55425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Bloomington MN 06/2001 Present
Zenith Koy St. Paul MN 01/2001 Present
Home Referal Network Endina MN 01/2009 Present
Transamerica Financial Advisors, Inc Bloomington MN 01/2012 Present
Ke Financial Center Zenith Koy Apple Valley MN 08/2003 Present
Net Law Louisville KY 03/2019 Present
Legacy Shield Ponte Vedra FL 07/2021 Present
Wealthwaveone Bloomington MN 09/2023 Present
  • 06/2001 → Present
    Wfgia
    Bloomington, MN
  • 01/2001 → Present
    Zenith Koy
    St. Paul, MN
  • 01/2009 → Present
    Home Referal Network
    Endina, MN
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Bloomington, MN
  • 08/2003 → Present
    Ke Financial Center Zenith Koy
    Apple Valley, MN
  • 03/2019 → Present
    Net Law
    Louisville, KY
  • 07/2021 → Present
    Legacy Shield
    Ponte Vedra, FL
  • 09/2023 → Present
    Wealthwaveone
    Bloomington, MN
Previous Registrations
  • 2009-03-12 → 2012-01-06
    Investment Advisors International, Inc.
    Bloomington, MN
    Northbrook, IL
    Bloomington, MN
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WealthWaveOneBloomingtonMinnesotaUnited StatesNoNone 07/2021PRESENT Legacy Shield / 0721-Present / Investment Related: No / 830 A1A North, Suite 13-139 Ponte Vedra, FL 32082/Referral Agent / Estate Planning / Hrs. Work Monthly: / Sec Trading Hrs.: 0 / Referral agent for estate planning such as will and trust Net Law / 0319-present / INVESTMENT RELATED: NO /12910 Shelbyville Road suite 124, Louisville, KY 40243 /Referral Agent / Do easy online estate planning; help referring/ preparing legal documents / services / hrs work monthly: 3 / Sec trading hrs:0 / Refer clients for setting up a will/trust HOME REFERAL NETWORK / Emp Dates / Investment Related: No /ENDINA, MN / REFEREL FEES / NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.:0 / NA KE FINANCIAL CENTER ZENITH KOY / Emp Dates / Investment Related: No / APPLE VALLEY, MN / OWNER / Nature of NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.:0 / NA ZENITH KOY / 0101-Present / Investment Related: No /St.Paul, MN / AGENT / NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.:0 / NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-02
S63 Uniform Securities Agent State Law Examination 1998-04-01
  • S65 Uniform Investment Adviser Law Examination
    2009-03-02
  • S63 Uniform Securities Agent State Law Examination
    1998-04-01
Other Names
  • Zenith Lom Ang Ke
  • Zenith Lomang Ke

View on SEC IAPD

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