Susan Elizabeth Brown

Current Employers

Employment History

• 10/2001 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 07/2008 → Present
  Washington Equity Planning, Llc
  Vienna, VA
• 06/2014 → Present
  Washington Equity, Llc
  Vienna, VA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-07-13 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Vienna, VA
  Gilford, NH
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/05/2016; APX NUMBER OF HOURS PER WEEK: 8 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: DBA WASHINGTON EQUITY, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: INSURANCE SALES START DATE: 06/05/2014; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3-4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-06
• S63 Uniform Securities Agent State Law Examination
  1999-02-19