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Phillip Wade Brooks

LPl Financial LLC

Franklin, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-21
TN RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
  • LA RA
    APPROVED
    Since 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

320 Liberty Pike Suite 120, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Franklin TN 10/2013 Present
Lpl Financial Llc Franklin TN 08/2025 Present
  • 10/2013 → Present
    Ftb Advisors, Inc.
    Franklin, TN
  • 08/2025 → Present
    Franklin, TN
Previous Registrations
  • 2005-05-11 → 2025-08-21
    First Horizon Advisors, Inc.
    Franklin, TN
    Franklin, TN
    Franklin, TN
  • 2008-09-03 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
  • 2005-01-03 → 2005-05-11
    Truist Investment Services, Inc.
    Atlanta, GA
  • 2004-01-08 → 2005-01-03
    Ncf Financial Services, Inc.
    Nashville, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/25/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-16
  • S63 Uniform Securities Agent State Law Examination
    1998-02-16

View on SEC IAPD

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