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Moira M De Vault

Charles Schwab & Co., Inc.

Lake Oswego, OR

Beaverton, OR

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-07-23
  • OR RA
    APPROVED
    Since 2018-07-23

Branch Locations

4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States

2855 Sw Cedar Hills Blvd. Suite 120, Beaverton, OR 97005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Beaverton OR 12/1997 Present
Charles Schwab Bank, Ssb Beaverton OR 02/2018 Present
Other Businesses

Conversations with Nobody|Investment Related:No|Retail|owner|2023-08-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|making and repurposing household items for resale

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
S63 Uniform Securities Agent State Law Examination 1998-03-06
  • S66 Uniform Combined State Law Examination
    2018-07-23
  • S63 Uniform Securities Agent State Law Examination
    1998-03-06
Other Names
  • Moira Martha Devault
  • Moira Martha De Vault
  • Moira M De Vault
  • Moira De Vault

View on SEC IAPD

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