Sandra Mae Cutcliffe

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-10-05
TX	RA	APPROVED_RES	2009-10-05

FL RA
APPROVED

Since 2009-10-05
TX RA
APPROVED_RES

Since 2009-10-05

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Bradenton, FL • United States

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bradenton	FL	10/2009	03/2020
Ameriprise Financial Services, Inc.	Sarasota	FL	10/2009	03/2020
Ameriprise Financial Services, Llc	Sarasota	FL	03/2020	Present

10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Bradenton, FL
10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Sarasota, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Sarasota, FL

Previous Registrations

2009-03-17 → 2009-10-05

Ameriprise Advisor Services, Inc.

Bradenton, FL
1998-03-31 → 2009-02-17

Citigroup Global Markets Inc.

Clearwater, FL

Clearwater, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-10
S63	Uniform Securities Agent State Law Examination	1998-04-03

S65 Uniform Investment Adviser Law Examination

1998-04-10
S63 Uniform Securities Agent State Law Examination

1998-04-03

Other Names

Sandra Vecker
Sandi Dillon
Sandra M Craighead
Sandra Mae Craighead

View on SEC IAPD

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