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Stephen Lee

Schwab Wealth Advisory, Inc.

Irvine, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-10
  • CA RA
    APPROVED
    Since 2026-06-10

Branch Locations

2 Park Plaza, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Research Affiliates Newport Beach CA 08/2008 01/2019
Unemployed Rossmoor CA 02/2019 09/2021
Iiygroup Llc Los Alamitos CA 10/2021 05/2026
Charles Schwab & Co., Inc. Irvine CA 05/2026 Present
  • 08/2008 → 01/2019
    Research Affiliates
    Newport Beach, CA
  • 02/2019 → 09/2021
    Unemployed
    Rossmoor, CA
  • 10/2021 → 05/2026
    Iiygroup Llc
    Los Alamitos, CA
  • 05/2026 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-10
  • S66 Uniform Combined State Law Examination
    2026-07-10
Designations

View on SEC IAPD

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