Alan Torrence Dawkins

Current Employers

Colonial River Wealth Management Llc

340 Browns Hill Court, Midlothian, VA 23114 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-11-17

VA RA
APPROVED

Since 2017-11-17

Branch Locations

340 Browns Hill Court, Midlothian, VA 23114 • United States

700 Tech Center Parkway, Suite 200-9, Newport News, VA 23606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	Chesapeake	VA	07/2008	11/2017
Lpl Financial Llc	Newport News	VA	11/2017	Present
Colonial River Investments, Llc	Newport News	VA	11/2017	Present

07/2008 → 11/2017

Lincoln Financial Securities Corporation

Chesapeake, VA
11/2017 → Present

Lpl Financial Llc

Newport News, VA
11/2017 → Present

Colonial River Investments, Llc

Newport News, VA

Previous Registrations

2015-12-17 → 2017-11-17

Osaic Fs, Inc.

Norfolk, VA

Virginia Beach, VA

Other Businesses

1. 6/6/2018 - Colonial River Investments LLC - DBA: (Hybrid) Colonial River Investments LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 10/31/2017 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent: 100% - I provide investment advisory services through Colonial River Investments LLC, an independent investment advisor firm. I started this business activity in 10/31/2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 9/11/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 08/16/2019 - 6 Hours er Month/4 Hours During Securities Trading. 3. 1/13/2021 - Dawkins Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/11/2021- 8 Hours Per Month/0 Hours During Securities Trading. 4. 7/12/2021 - Dawkins Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 5. 7/12/2021 - Colonial River Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/13/2017 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-14
S63	Uniform Securities Agent State Law Examination	1998-04-01

S65 Uniform Investment Adviser Law Examination

2015-12-14
S63 Uniform Securities Agent State Law Examination

1998-04-01

Designations

Other Names

Alan Dawkins

View on SEC IAPD