Andrew Devereux Eddy

Current Employers

Eddy Financial, Llc

100 Wilshire Boulevard Suite 700, Santa Monica, CA 90401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-02-16
CA	RA	APPROVED	2017-11-13

TX RA
APPROVED_RES

Since 2018-02-16
CA RA
APPROVED

Since 2017-11-13

Branch Locations

100 Wilshire Blvd, Suite 700, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment	Wyncote	PA	11/2014	11/2017
Eddy Financial, Llc	Santa Monica	CA	11/2017	Present

11/2014 → 11/2017

Lincoln Investment

Wyncote, PA
11/2017 → Present

Eddy Financial, Llc

Santa Monica, CA

Previous Registrations

2015-01-15 → 2017-11-14

Lincoln Investment

Woodland Hills, CA
2015-03-10 → 2017-11-14

Capital Analysts

Woodland Hills, CA

Other Businesses

SELF POSITION: BROKER NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: SELF EMPLOYED, SANTA MONICA CA 90403 DESCRIPTION: FIXED INSURANCE - LIFE, HEALTH, LONG TERM CARE, DISABILITY, ANNUITIES. HOMEOWNERS ASSOCATION POSITION: Volunteer Head of Homeowners Association at my place of residence. NATURE: Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: Personal Residence, Santa Monica CA 90403 DESCRIPTION: Volunteer Head of Homeowners Association at my place of residence.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-10
S63	Uniform Securities Agent State Law Examination	1998-03-02

S66 Uniform Combined State Law Examination

2014-12-10
S63 Uniform Securities Agent State Law Examination

1998-03-02

Designations

View on SEC IAPD