Regina Bennett

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-03-15

VA RA
APPROVED

Since 2017-03-15

Branch Locations

12711 Marblestone Dr, Woodbridge, VA 22192 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Mclean	VA	01/2017	Present
Wells Fargo Clearing Services, Llc.	Mclean	VA	02/2017	Present
None	Manassas	VA	08/2016	01/2017

01/2017 → Present

Wells Fargo Bank Na

Mclean, VA
02/2017 → Present

Wells Fargo Clearing Services, Llc.

Mclean, VA
08/2016 → 01/2017

None

Manassas, VA

Previous Registrations

2010-06-28 → 2016-07-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vienna, VA

Charlotte, NC

Princeton, NJ

Reston, VA

New York, NY
2004-10-20 → 2009-01-29

Banc Of America Investment Services, Inc.

Mclean, VA

Mclean, VA
2004-02-23 → 2004-10-20

Quick & Reilly, Inc.

Mclean, VA
2002-09-05 → 2003-08-12

Ubs Financial Services Inc.

Vienna, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-03

S66 Uniform Combined State Law Examination

2002-07-03

View on SEC IAPD

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