Jeffrey Stephen Mchale

Current Employers

Wealth Effects

265 Franklin Street Suite 1702, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-06-11

MA RA
APPROVED

Since 2024-06-11

Branch Locations

Pembroke, MA • United States

265 Franklin Street Suite 1702, Boston, MA 02110 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Boston	MA	02/2015	10/2021
Wealth Effects Llc	Boston	MA	11/2021	Present

02/2015 → 10/2021

Ameriprise Financial Services, Inc.

Boston, MA
11/2021 → Present

Wealth Effects Llc

Boston, MA

Previous Registrations

2015-02-27 → 2021-10-20

Ameriprise Financial Services, Llc

Boston, MA

Hingham, MA
2008-02-07 → 2015-03-06

Coburn & Meredith, Inc.

Simsbury, CT

Boston, MA

Boston, MA
2001-02-20 → 2004-11-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockland , MA

Other Businesses

1. Business Ownership; REVD Inc; Investor; California; Investment Related; February 2015; 0 hours per month; 0 during trading hours. 2. Insurance Agent; yes; Pembroke, MA; Insurance sales; November 1998; 1 hour per month; Sells Fixed Index Annuities & Term Insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-07
S63	Uniform Securities Agent State Law Examination	1997-12-20

S65 Uniform Investment Adviser Law Examination

2007-11-07
S63 Uniform Securities Agent State Law Examination

1997-12-20

Other Names

Jeff Mchale

View on SEC IAPD