James Rupert Aycock

Current Employers

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-12-02
OK	RA	APPROVED	2003-05-13

TX RA
APPROVED_RES

Since 2020-12-02
OK RA
APPROVED

Since 2003-05-13

Branch Locations

Edmond, OK • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sws Financial Services Inc.	Oklahoma City	OK	05/2003	Present
Self-Employed, James R. Aycock, Jr., Cpa	Oklahoma City	OK	11/2002	Present

05/2003 → Present

Sws Financial Services Inc.

Oklahoma City, OK
11/2002 → Present

Self-Employed, James R. Aycock, Jr., Cpa

Oklahoma City, OK

Previous Registrations

1998-06-29 → 2002-11-20

Morgan Stanley Dw Inc.

Norman, OK

Other Businesses

JAMES R. AYCOCK CPA, NON-INVESTMENT RELATED, OKLAHOMA CITY, OK, TAX PREPARATION AND BOOKEEPING, OWNER, STARTED JULY 1, 1983, UP TO 55 HOURS/WEEK, UP TO 30 HOURS/WEEK DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-03-20
S65	Uniform Investment Adviser Law Examination	1998-03-20

S63 Uniform Securities Agent State Law Examination

1998-03-20
S65 Uniform Investment Adviser Law Examination

1998-03-20

Other Names

Jim Aycock
Jim Aycock

View on SEC IAPD