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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-01
TX RA APPROVED_RES 2021-04-29
NY RA APPROVED 2021-04-19
  • CT RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED_RES
    Since 2021-04-29
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

Stamford, CT • United States

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/1999 Present
Bank Of America, N.A. New York NY 12/2009 Present
Other Businesses

I*4867281 Entity Type: Fiduciary role Name of OBA: The M. G. Trust Address: Stamford, Connecticut, 6905 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 07/20/2026 Number of Hours: 4, Yearly Number of Hours during trading: 1, Yearly Duties: Successor Trustee/Siblings I*4929268, Entity Type Entity Charitable, Name of OBA: IPTI-Research Org for Technology and Innovation Address: Sunny Isles Beaches Florida 33160 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/31/2026 No Hours: 8 Yearly No Hours during trading: 0 Duties: Assist in opening doors , identifying opportunities, and providing strategic guidance for the organization's development in New York and Miami , contributing to the fulfillment of tis mission. It is a grantmaking and fundraising private charity with the distinction of being a registered 501(c) 3 organization. We identify organizations in Brazil focused , measurable work to break the intergenerational cycle of poverty-and we invest in them , tracking results without compromise. I*4924274, Entity Type: Entity For Profit, Name of OBA: Marine Garden International Ltd , Address: Tortola , Tortola , 00000-000, Investment Related: N, Position, Title, Association: ["Director"], Employee Start Date: 06/08/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be the director for this PHC. While my sister is sick, I will manage the investments and I will not receive compensations. Once she dies I am the only beneficiary. I will be the director for this PHC. While my sister is sick, I will manage the investments and once she dies I am the only beneficiary of the trust which i became successor trustee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-22
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S65 Uniform Investment Adviser Law Examination
    2022-02-22
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Other Names
  • Aloysio Neto-Vieira
  • Aloysio Vieira-Neto

View on SEC IAPD

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