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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-01 |
| TX | RA | APPROVED_RES | 2021-04-29 |
| NY | RA | APPROVED | 2021-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/1999 | Present |
| Bank Of America, N.A. | New York | NY | 12/2009 | Present |
I*4867281 Entity Type: Fiduciary role Name of OBA: The M. G. Trust Address: Stamford, Connecticut, 6905 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 07/20/2026 Number of Hours: 4, Yearly Number of Hours during trading: 1, Yearly Duties: Successor Trustee/Siblings I*4929268, Entity Type Entity Charitable, Name of OBA: IPTI-Research Org for Technology and Innovation Address: Sunny Isles Beaches Florida 33160 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/31/2026 No Hours: 8 Yearly No Hours during trading: 0 Duties: Assist in opening doors , identifying opportunities, and providing strategic guidance for the organization's development in New York and Miami , contributing to the fulfillment of tis mission. It is a grantmaking and fundraising private charity with the distinction of being a registered 501(c) 3 organization. We identify organizations in Brazil focused , measurable work to break the intergenerational cycle of poverty-and we invest in them , tracking results without compromise. I*4924274, Entity Type: Entity For Profit, Name of OBA: Marine Garden International Ltd , Address: Tortola , Tortola , 00000-000, Investment Related: N, Position, Title, Association: ["Director"], Employee Start Date: 06/08/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be the director for this PHC. While my sister is sick, I will manage the investments and I will not receive compensations. Once she dies I am the only beneficiary. I will be the director for this PHC. While my sister is sick, I will manage the investments and once she dies I am the only beneficiary of the trust which i became successor trustee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-03 |
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