Karen Marie Davis

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2014-11-07

WA RA
APPROVED

Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Seattle	WA	11/2014	Present

11/2014 → Present

Robert W. Baird & Co. Incorporated

Seattle, WA

Previous Registrations

2010-09-17 → 2014-11-07

Mcadams Wright Ragen, Inc.

Seattle, WA
2006-06-09 → 2010-09-27

Wells Fargo Investments, Llc

Seattle, WA

Seattle, WA

Other Businesses

Name: Davis Miller Design, Not investment-related; Address: 2922 39th Ave SW, Seattle, WA 98116; Nature: Design company; Role: Owner; Start Date: 2008; Appx hrs: 1.5/year perhaps; Duties: Design interior exterior gardens

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-08
S63	Uniform Securities Agent State Law Examination	1998-07-28

S66 Uniform Combined State Law Examination

2006-06-08
S63 Uniform Securities Agent State Law Examination

1998-07-28

Other Names

Karen M Davis

View on SEC IAPD