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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Long Beach, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Transworld Airlines St. Louis MO 05/1969 Present
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
  • 05/1969 → Present
    Transworld Airlines
    St. Louis, MO
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-11
S63 Uniform Securities Agent State Law Examination 1998-03-28
  • S65 Uniform Investment Adviser Law Examination
    1998-04-11
  • S63 Uniform Securities Agent State Law Examination
    1998-03-28
Other Names
  • Ruth Poyster
  • Ruth A Royster

View on SEC IAPD

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