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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

660 White Plains Rd Suite 640, Tarrytown, NY 10591 • United States

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Vernon NJ 10/2020 11/2024
Hudson Bay Capital Thru Gravitas New York NY 02/2016 10/2017
Jp Morgan Chase New York NY 11/2017 12/2020
Prudential Insurance Company Of America Vernon NJ 12/2020 Present
Lpl Enterprise, Llc Vernon NJ 11/2024 Present
  • 10/2020 → 11/2024
    Vernon, NJ
  • 02/2016 → 10/2017
    Hudson Bay Capital Thru Gravitas
    New York, NY
  • 11/2017 → 12/2020
    Jp Morgan Chase
    New York, NY
  • 12/2020 → Present
    Prudential Insurance Company Of America
    Vernon, NJ
  • 11/2024 → Present
    Vernon, NJ
Previous Registrations
Other Businesses

1) 11/04/2024 - Danny Dable - Delray Beach Rental Property - Owner rental property - Real Estate Rental - Inv Related - At VERNON, NJ - Start Date 11/18/2024 - 0hrs/mth - 0hrs/mth During Trading 2) 11/04/2024 - Danny Dable - Rental Property Delray Beach - Owner of rental property - Real Estate Rental - Inv Related - At VERNON, NJ - Start Date 11/23/2023 - 0hrs/mth - 0hrs/mth During Trading 3) 11/04/2024 - Danny Dable - Rental Property 2 - Owner of rental property - Real Estate Rental - Inv Related - At VERNON, NJ - Start Date 02/01/2022 - 0hrs/mth - 0hrs/mth During Trading 4) 11/04/2024 - Danny Dable - Property Owner for Rental - Owner of rental property - Real Estate Rental - Inv Related - At VERNON, NJ - Start Date 12/10/2021 - 0hrs/mth - 0hrs/mth During Trading 5) 11/04/2024 - Danny Dable - Rental Property - Owner of rental property - Real Estate Rental - Inv Related - At VERNON, NJ - Start Date 08/02/2021- 0hrs/mth - 0hrs/mth During Trading 6) 11/04/2024 - Danny Dable - Owner of rental property and rent annually - Real Estate Rental - Inv Related - At VERNON, NJ - Start Date 12/10/2021- 0hrs/mth - 0hrs/mth During Trading 7) 03/17/2025-Dable Financial-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 06/07/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-24
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-24
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11
Other Names
  • Dan Dable

View on SEC IAPD

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