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Kristin Elizabeth Bloom

Ubs Financial Services Inc.

Westport, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-01-16
TX RA APPROVED 2009-01-16
  • CT RA
    APPROVED
    Since 2009-01-16
  • TX RA
    APPROVED
    Since 2009-01-16

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Stamford CT 01/2009 11/2016
Ubs Financial Services Inc Westport CT 11/2016 Present
Previous Registrations
  • 2008-04-14 → 2009-01-23
    Morgan Stanley & Co. Llc
    Purchase, NY
  • 2002-05-22 → 2003-07-07
    Alliancebernstein L.P.
    New York, NY
Other Businesses

Avreco / United States / 760 Kings Highway West CT / Company / Real Estate / Other / Start Date 8/1/2015 / No / No /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-28
S63 Uniform Securities Agent State Law Examination 1998-03-27
  • S65 Uniform Investment Adviser Law Examination
    2000-02-28
  • S63 Uniform Securities Agent State Law Examination
    1998-03-27
Other Names
  • Kristin Elizabeth Slane

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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