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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-22 |
| NJ | RA | APPROVED | 2022-06-13 |
Branch Locations
61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Rye, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 06/2015 | 07/2021 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2015 | 07/2021 |
| Ubs Financial Services | Paramus | NJ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-10 |
| S66 | Uniform Combined State Law Examination | 2002-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-20 |
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