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Brian Edward Monahan

Northern Trust Securities, Inc.

Clarendon Hills, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-10
  • IL RA
    APPROVED
    Since 2015-03-10

Branch Locations

Clarendon Hills, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Chicago IL 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-09
S63 Uniform Securities Agent State Law Examination 2004-10-19
  • S66 Uniform Combined State Law Examination
    2015-03-09
  • S63 Uniform Securities Agent State Law Examination
    2004-10-19

View on SEC IAPD

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