Steven Eric Jafarzadeh

Current Employers

Stonehaven Advisors, Llc

600 Fifth Avenue 2Nd Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-30
FL	RA	APPROVED	2025-09-19
NY	RA	APPROVED	2025-02-25
CT	RA	APPROVED	2025-01-07

CA RA
APPROVED

Since 2026-07-30
FL RA
APPROVED

Since 2025-09-19
NY RA
APPROVED

Since 2025-02-25
CT RA
APPROVED

Since 2025-01-07

Branch Locations

Fairfield, CT • United States

600 Fifth Avenue 2Nd Floor, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stonehaven, Llc	New York	NY	06/2007	Present

06/2007 → Present

Stonehaven, Llc

New York, NY

Other Businesses

Stonehaven Advisors, LLC- Investment Related - Chief Compliance Officer - Compliance oversight over firm activities - 600 Fifth Ave, 2nd Floor, New York, NY 10020 - approximately 10-20 hours/month - mostly during market trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-18
S63	Uniform Securities Agent State Law Examination	2004-07-01

S65 Uniform Investment Adviser Law Examination

2024-10-18
S63 Uniform Securities Agent State Law Examination

2004-07-01

Other Names

None

View on SEC IAPD