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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-08-20 |
| CA | RA | APPROVED | 2005-10-14 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
South San Francisco, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | San Francisco | CA | 10/2005 | Present |
1) SELF, 2 IRIS COURT SOUTH, SAN FRANCISCO, CALIFORNIA 94080,SONGWRITER,8/1/08,COPYWRITE OWNER, 20 HOURS PER MONTH. /// 2) FOGTASTIC / PO BOX 5474SOUTH SAN FRANCISCO, CA 94080 / FOUNDER SAN FRANCISCO SOUVENIRS (MAIN PRODUCT IS CANNED FOGTM) NEW IDEAS & WEBSITE MAINTENANCE / MEMBER OF BOARD OF DIRECTORS / START DATE 12/01/2005 / 1 HR PER MONTH. 3)Songwriter ,San Francisco United States , Sole proprietorship , Songwriter, Songwriting, producing, publishing. Start date 8/1/2008
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-04 |
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