James David Frank

Current Employers

Employment History

• 12/2009 → Present
  Raymond James Financial Services
  Lake Oswego, OR
• 12/2009 → Present
  Raymond James Financial Services Advisors Inc.
  Lake Oswego, OR
• 12/2009 → 01/2019
  Frank Financial, Llc
  Lake Oswego, OR
• 02/2016 → 07/2019
  Metis Wealth Advisory Group
  Lake Oswego, OR
• 08/2017 → 10/2021
  Clc Incorporated
  Portland, OR
• 02/2018 → Present
  Metis Wealth Partners, Llc
  Lake Oswego, OR

Previous Registrations

• 2015-10-12 → 2019-07-06
  Metis Wealth Advisory Group
  Lake Oswego, OR
• 2009-06-01 → 2009-12-18
  Morgan Stanley
  Portland, OR
• 2003-04-15 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, OR
  Portland, OR

Other Businesses

(1)Name of Business: N/A - we do not have a name Address: 3300 Lake Grove Ave, Lake Oswego, OR, 97035, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing the house maintenance, repairs and capital improvements. Accounting for expenses and rental income. (2)Name of Business: Tilbow LLC Address: 3303 Lake Grove Ave, Lake Oswego, OR, 97035, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 06/02/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I will jointly own a second home (as of 5/8/2025) which we will place into a rental management company's pool of vacation rentals.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-16
• S65 Uniform Investment Adviser Law Examination
  1998-03-16

Other Names

• Jim Frank