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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-17 |
| FL | RA | APPROVED | 2010-10-26 |
| IA | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | West Des Moines | IA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.One Economy; Investment related -No; Charity / Private Foundation; Advisory board member. (proprietor, partner, officer, director, employee, trustee, agent); 10/2017; During business hours: 0; After business hours: .25 *561989 - Iowa USSSA Sports Officials; Investment related: No; Des Moines, Iowa; Recreation; Sole Proprietor/Owner, Contractor (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-27 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-22 |
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